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AL KHALIJI BANK
- Head of Internal Audit Department France and UAE
2014 - maintenant
Responsibilities
• The mission of the Head of Internal Audit Department is to guaranty that the Internal Audit Department provides independent, objective assurances and consulting services designed to add value and improve the Banks operations. Internal Audit helps the Bank to accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of internal controls, risk management, compliance, and governance processes. Internal Audit ensures the Bank will assist Management and the Audit Committee of the Board in identifying, avoiding, and mitigating risks.
Management
• In charge of teams from 1 to 3 members, managing the whole audit mission (audit strategy, planning,…)
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Intys (Paris, France), CAPCO and Swissmefin (Geneva, Switzerland)
- Consultant specialized in reorganization and Business Development Manager
2012 - 2014
Responsibilities
• Analyse folders and identify the documents needed to respect the compliance, the US indicia (Fatca) and update KYC level information of the client database
• Development and reorganization of the process, the responsibilities and the directives due to the creation of a private banking holding
Business
Developed a trust relationship with major Banks through meetings and presentations
Worked on the in-depth preparation of commercial offers and request for proposals, realized introduction pitches to acquire new clients
Recruitment and Management
Identified, recruit and managed consultants to realize the client consulting mission
In charge to find the best candidate to solve the client problem
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CA CIB Group, UNION DE BANQUES ARABES ET FRANCAISES (UBAF)
- Internal senior auditor
2009 - 2012
Responsibilities
Realization of internal audit mission to review the process, cycles and to check the risk assessment
Mission preparation, team management, presentation of the subsidiaries conclusion presented to the Bank’s Management
Check the application of internal and external audit recommendations few months later
International missions realized (subsidiaries in Cairo, Dubai, Tokyo and Hong Kong)
Examples of process reviewed: Money changer, Know Your Customer (KYC), Markets In Financial Instruments Directive (MIFID) questionnaire, anti-money laundering and documentary credit
Missions done at the headquarter (Paris)
Examples of process reviewed: back office, middle office, front office and documentary credit
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PwC
- Auditor and senior auditor specialized in banking and credit companies
Neuilly-sur-Seine
2006 - 2009
Audit and accounting certification of bank and financial entities
In charge of due diligence for M&A, (I.e : Nyse/Euronext). Department review to see if the fusion could be done and how to make it work as soon as possible
Dealing with internal control (Sarbanes‐Oxley) and validation of financial statements and accounts consolidation under FR GAAP, US GAAP, Austrian GAAP, Swiss GAAP, IAS/IFRS
Close work with our international desk to have the entire view of banks
• Testing of different cycles (cash, assets, equity, debt, income & charge, stocks,…) to check if they respect the procedures and regulation
Management
• In charge of teams from 1 to 5 members, managing the whole audit mission (audit strategy, planning, audit fees and communication with the client)
Kind of clients
• Network banks, investment banks, broker, funds, leasing companies and documentary credit banks
• Industrial companies, manufacturers, aviation companies, insurance companies and commercial companies
